Financial Promotion Notice, Risk Awareness and Regulatory Disclosures

The content of this website has not been approved by an authorised person within the meaning of section 21 of the Financial Services and Markets Act 2000 (“FSMA”). It is directed only at persons who qualify under one or more of the exemptions set out in the Financial Services and Markets Act 2000 (Financial Promotion) Order 2005 (“FPO”). Any investment to which this website relates is high risk. Capital is at risk and may be lost in full.

Stockbrook Capital Limited (“Stockbrook Capital”) is not authorised or regulated by the UK Financial Conduct Authority (“FCA”) and does not hold permission under the Financial Services and Markets Act 2000 (“FSMA”) to carry on regulated activities.

Stockbrook Capital operates strictly on a non-discretionary, introduction-only basis. We do not provide investment advice, make recommendations, arrange deals in investments, manage investments, hold or control client money, or execute transactions.

Our role is limited to making introductions between investors who meet the relevant criteria under the Financial Services and Markets Act 2000 (Financial Promotion) Order 2005 and issuers or, where applicable, appropriately authorised firms. Any financial promotions are directed only at such persons. Where any regulated activity is required, including advising on investments, arranging deals in investments, or executing transactions, this will be carried out by an authorised firm with the appropriate permissions.

This website and any related communications are directed exclusively at persons who fall within one or more of the following exemptions under the FPO:

• Article 19 – Investment Professionals
• Article 48 – Certified High Net Worth Individuals
• Article 49 – High Net Worth Companies, Unincorporated Associations and Trusts
• Article 50 – Certified Sophisticated Investors
• Article 50A – Self-Certified Sophisticated Investors
• Article 51 – Associations of High Net Worth or Sophisticated Investors

Access to investment-specific information is conditional upon completion and verification of an appropriate investor declaration confirming eligibility under the relevant FPO exemption. If you do not fall within one of the above categories, you must not act upon or rely on any material provided by Stockbrook Capital. This website is not directed at the general public.

The distribution of information on this site may be restricted by law in certain jurisdictions. Persons accessing this website from outside the United Kingdom are responsible for ensuring compliance with any local laws or regulations applicable to them.

Stockbrook Capital may receive introducer or success fees from companies to whom investor introductions are made. Such remuneration is typically paid by the company raising capital and not by the investor. Further details may be provided upon request.

Investments introduced may be high risk, illiquid and speculative. Key risks include, but are not limited to:

• Loss of Capital – You may lose all capital invested.
• Illiquidity – Investments may not be readily realisable.
• Valuation Risk – Valuations of unlisted investments may not reflect realisable value.
• Dilution – Future capital raises may reduce your percentage holding.
• Income Uncertainty – Returns or distributions are not guaranteed.
• Forward-Looking Statements – Projections and forecasts are inherently uncertain.
• Jurisdictional Risk – Cross-border investments may carry additional legal, currency or political risk.

Investments not arranged or advised upon by an authorised firm will not benefit from protection under the Financial Services Compensation Scheme or access to the Financial Ombudsman Service.

You are responsible for forming your own assessment of any opportunity introduced. You should conduct independent due diligence and obtain appropriate financial, legal and tax advice before making any investment decision. Stockbrook Capital does not assess suitability and does not provide advice on the merits of any investment.

By accessing this website, you confirm that:

• You fall within one or more of the investor categories specified under the Financial Promotion Order.
• You understand that Stockbrook Capital is not authorised by the FCA and operates on a non-discretionary, introduction-only basis.
• Where regulated activities are required, these will be undertaken by an authorised firm.
• You understand that investments of this nature are high risk and that capital may be lost in full.
• You recognise that investments not arranged or advised upon by an authorised firm will not benefit from protection under the Financial Services Compensation Scheme or access to the Financial Ombudsman Service.

By proceeding, you confirm that you meet the eligibility criteria described above and have read and understood the associated risk disclosures.

Access to investment-specific information is conditional upon completion and verification of the appropriate investor declaration. Please complete the declaration form below for assessment.