Risk Awareness and Regulatory Disclosures

The distribution of information on this site may be restricted by law in certain jurisdictions. Persons accessing the website from outside the United Kingdom are responsible for ensuring compliance with any local laws or regulations that apply to them. Stockbrook Capital accepts no responsibility for any contravention of local securities laws or regulations by individuals who access this information in other jurisdictions. If you are viewing this site in a country where the content is restricted or illegal, you should exit this site immediately.

Stockbrook Capital may receive introducer or success fees from the companies to whom investor introductions are made. Such fees or commissions are normally paid by the company raising capital or managing investments and not by investors. We will always disclose any remuneration arrangements transparently upon request.

Investments introduced through Stockbrook Capital are high-risk and unregulated. By their nature, these investments carry significant risks that you should carefully consider. Key risk factors include:

• Loss of Capital: You could lose all of the money that you invest. There is no guarantee of any return of principal.
• Illiquidity: These investments are not readily realisable or easily sold. You may not be able to exit the investment when you wish, so any funds invested should be considered a long-term commitment.
• Valuation Uncertainty: Any valuations provided for unlisted investments may not reflect the price you could actually obtain. The true realisable value of an investment can be uncertain or lower than expected.
• Lack of Regulatory Protection: As these are unregulated investments, investors will not have access to UK regulatory safeguards such as the Financial Ombudsman Service (FOS) or the Financial Services Compensation Scheme (FSCS).
• Dilution: If the company or project raises additional funding in the future, your ownership stake may be diluted. This means your percentage of ownership could decrease, potentially reducing your influence and the value of your holding.
• Income Uncertainty: There is no guarantee that the investment will produce any income or returns. For example, dividends, interest payments, or other distributions may not occur as hoped (or at all).
• Forward-Looking Statements: Any forecasts, projections, or forward-looking statements provided by companies are speculative. There is no certainty that projected outcomes will be achieved; actual results may differ significantly from expectations.
• Execution Risk: The transaction or project may not complete as expected. Even if you commit funds, there is a risk that the deal could fall through or fail to meet its objectives.
• Jurisdictional Risk: If an investment involves multiple countries or legal jurisdictions, additional risks may arise. Differing laws, regulatory environments, currency exchange issues, or political developments can increase the overall risk exposure of the investment.

Please note: The list above highlights major risks but is not exhaustive. You should ensure you understand all risks associated with a potential investment. High-risk investments are not suitable for many investors, and you should only invest money that you can afford to lose.

Prospective investors are expected to take personal responsibility for their investment decisions. In particular, you must:

• Conduct Due Diligence: Thoroughly investigate and research any investment opportunity. Do not rely solely on information provided by Stockbrook Capital or the company seeking capital.
• Seek Independent Advice: Obtain independent financial, legal, and tax advice from qualified professionals. An independent adviser can help assess whether an opportunity is suitable for your particular circumstances.
• Verify Eligibility: Ensure that you qualify as an eligible investor under one of the exemptions (as described above) before engaging in any investment through Stockbrook Capital. You may be required to certify your status (e.g. as a high net worth or sophisticated investor) prior to investing.
• Accept Responsibility for Decisions: Acknowledge that all investment decisions are your own. You should understand the risks and make your own judgment about an investment’s merits. Stockbrook Capital will not be liable for your decisions or any losses you may incur – you bear full responsibility for any outcomes.

By accessing or using this website, you confirm and acknowledge that:

• You are lawfully entitled to view the information presented herein (i.e. doing so does not violate any laws or regulations applicable to you).
• You understand that Stockbrook Capital is not authorised to perform regulated investment activities, and that the services we provide are limited to unregulated introductions.
• You accept and understand the high risks involved in investing in unregulated products, including the potential loss of all invested capital.
• You understand that you will not have access to protections from the Financial Services Compensation Scheme or the Financial Ombudsman Service for these investments.
• You accept sole responsibility for your investment decisions and any consequences that result. This includes acknowledging that you will not have recourse to regulatory bodies for compensation or complaint resolution in the event of a loss.

By proceeding beyond this page, you confirm that you meet the eligibility criteria described above and fully acknowledge the statements and warnings provided. If you cannot agree to all of the above, or if you do not meet the applicable investor criteria, you should not continue to use this website or consider any information it presents, and we kindly ask you to please exit immediately.